|
The Use of Functional Constraints for
the Neuroelectromagnetic Inverse Problem: Alternatives
and Caveats
Gonzalez Andino SL, Blanke O, Lantz
G,
Thut G, and Grave de Peralta Menendez R
Functional Brain Mapping Lab., Dept. of Neurology,
Geneva University Hospital, 1211 Geneva 14, Switzerland.
Abstract. The use of functional neuroimages as
a constraint for the solution of the neuroelectromagnetic
inverse problem (NIP) constitutes an appealing alternative
to deal with the non uniqueness of the solution. Among the
functional techniques it is probably the fMRI the most attractive
one due to its high spatial resolution. A limitation to this
integration is that the relationships between neuronal activity
and BOLD responses are poorly defined. This paper starts discussing
some alternatives to integrate functional information as constraints
for the inverse solution. Concrete examples of situations
where functional images substantially diverge from electrophysiological
methods are presented to promote the discussion about the
most reasonable alternatives to combine these image modalities.
The results of an anatomically constrained inverse solution
that employs a sound physical model are compared with the
EEG triggered fMRI in an epileptic patient. This example serves
to show that the spatial resolution attainable with inverse
solutions is comparable in some situations with that of functional
images. Finally, some concrete strategies to ameliorate the
quality and reliability of linear inverse solutions maps in
more general situations are briefly described. The main conclusion
of this paper is that integration of functional modalities
into the solution of the NIP should be cautiously considered
until a more tight coupling between BOLD effects and electrophysiological
measurements could be established
1. Introduction
The localization of the generators
of electric or magnetic fields recorded at/near the scalp
have been for decades a basic goal of brain researchers.
Not even the quick development of functional imaging techniques
(PET, SPECT, fMRI) has reduced the importance of this problem.
So far, no functional technique can compete with neuroelectromagnetic
measurements in terms of temporal resolution. This is an
indisputable advantage of the EEG/MEG over other functional
techniques, since many normal mental processes are known
to occur within an interval of 50-500 milliseconds after
stimulus presentation. In this fast processing of information
many different brain structures are known to be activated
serially or in parallel. The major problem with scalp recorded
electromagnetic fields is that precise anatomic localization
of the activity requires the solution of a rather complex
mathematical problem: the neuroelectromagnetic inverse problem
(NIP). The NIP lacks a unique solution and thus anatomical,
physical, neurophysiological, mathematical or functional
constraints have to be incorporated. The reliability of
the reconstruction of the neuronal generators obtained will
be dictated by the veracity of the constraints incorporated
to the solution. Also, the spatial resolution of the reconstructed
activity will be mainly driven by the resolution of the
scalp measurements and consequently rather gross when compared
with single neuron studies.
In summary, neuroelectromagnetic
brain imaging has excellent temporal resolution while lacks
spatial resolution. The contrary applies to functional neuroimaging,
in particular, to functional magnetic resonance (FMRI).
It is therefore extremely appealing to essay to combine
these techniques in order to take advantage of their relative
strengths. Such integration has been facilitated by the
recent development of a technique denominated “event related
fMRI“ (see Rosen et al, 1998, for a review). In event related
fMRI, regional responses to single sensory or cognitive
events can be detected using experimental paradigms identical
to the ones employed in neurophysiological or cognitive
studies. Accordingly, it is nowadays possible to design
experimental setups in which functional and electric/magnetic
brain responses to identical stimuli are available. This
paper discusses theoretical alternatives to formalize this
integration as well as some of its pitfalls and caveats.
The simplest alternative to extract
information common to both modalities is to compare the
maps of the anatomically constrained solution to the NIP
with the statistical result of the analysis of the fMRI.
Using the individual subject MRI a linear or a nonlinear
solution can be applied to the scalp recorded data to estimate
the generators in a solution space restricted to the gray
matter. Analysis of the temporal curves provided by the
inverse solution for activation blobs, which are common
in both modalities, can lead to information about the temporal
development of the ongoing processes. A second variant is
to directly incorporate the functional images as part of
the a priori information needed to solve the NIP. The basic
assumption underlying latter approach is the existence of
a coupling between neuronal activation and BOLD responses,
a point still largely subject to debate.
The first part of the paper
discusses some alternatives to incorporate functional constraints
into the solution of the inverse problem. The second part
discusses the main practical aspects that limit the integration
of modalities. Some examples of the divergence in the anatomical
localization found using functional techniques and electrocortical
stimulation are presented. The examples are used to motivate
a discussion about the potential dangers of attributing
excessive weights to the functional constraints. Finally,
a comparison is presented between the results of an inverse
solution without functional constraints in an epileptic
patient and the EEG triggered fMRI. The example shows that
the localization accuracy of the inverse solution is comparable
to that of the fMRI while surpassing it in terms of temporal
resolution. Some techniques to improve the spatial resolution
of the inverse solution are also discussed.
2. Methods
2.1 Some alternatives to constraint the NIP by functional
information
The discrete electromagnetic
inverse problem can be stated as:
| |
 |
(1) |
where column vector d
represents the data , i.e., the measurements obtained over
the Ns electric or magnetic sensors at a fixed
time and vector e, represents the noise contribution.
Matrix L, is usually termed the lead field matrix
(Hämäläinen et al. 1993), and describes the
physical relationship existing between the source model
and the measurements in the selected head shape model. Vector
j stands for the Np unknown parameters
that determine the sources.
Since the number of unknowns
is generally bigger than the number of sensors, the solution
of (1) requires some additional information. One alternative
to obtain the additional information is the use of functional
images (PET, SPECT, fMRI). A first limitation for the integration
of these images into the solution is that while functional
images provide information about a scalar field, the inverse
problem (1) is commonly stated in terms of a vector field
(e.g. current density vector). Consequently, we prefer here
to restate problem (1) in terms of the estimation of a scalar
field for both the electrical and magnetic field cases.
1) Electrical case.
If the analysis is confined
to electrical data, there is no reason to expect solenoidal
(silent) sources. Thus problem (1) can be stated in terms
of a scalar field j which represents the discretization
of the electrical potential in depth. L is the product
of the discrete lead field operator times the gradient operator.
This model expresses that only irrotational currents can
be at the origin of scalp measured electric fields and has
been termed ELECTRA. More details are given in Grave et
al (2000).
2) Electrical and /or magnetic
case.
A vector field v(r)
can be always decomposed as:
| |
 |
(2) |
Where d(r) is
a direction vector field with norm (modulus) one and m(r)
is a scalar field with absolute value equal to the modulus
of v(r). Here L stands for the discretization
of the product of the discrete lead field and the direction
vector field d(r) while j denotes the
discrete scalar field m(r). The direction vector
d(r) can be selected on anatomical basis,
i.e., normal to the brain surface or could be estimated
from an inverse solution, e.g., the minimum norm. Note that
if the estimated m(r) is negative then the
direction in d(r) should be reverted.
After this transformation, it
is easier to combine the scalar field provided by the functional
image, f(r), and the scalar field associated to the
electromagnetic inverse problem j(r). Let’s assume
that electrophysiological events and functional events are
coupled, i.e., there is a correlation (linear or not ) between
j(r) and f(r). Then the following strategies
could be applied:
a) Construction of a parametric
model and identification of the parameters.
Let’s assume the existence of
a correlation between both modalities, i.e., a certain spatio-temporal
model can be assumed for both j(r) and f(r) in the
form, j(r)=j(r,Q) and f(r)=f(r,Q). In such
case, we could identify the parameters Q of the model
from the functional image and afterwards estimate j using
equation (I). One example of the parametric models that
can be considered is the Markov Random field model (Kinderman
and Snell 1980, Geman and Geman 1984) that consider
local spatial models and that allow the incorporation of
temporal information in a simple manner. Other possibilities
are autoregressive spatial models (Ripley, 1988), general
statistical (e.g., Bayessian non-gaussian) models with (a
priori) distributions estimates based on f(r), etc.
Note that the availability of image f(r) allows for
the construction of more detailed and restrictive models
(linear and non-linear) that will act as binding conditions
in the estimation of j(r). Note also that while the
model for j(r)=j(r,Q) can be non-linear with respect
to the model parameters Q, the estimation of
j can still remain linear.
b) Direct linear inverse estimation.
The general solution of equation I,
can be written for the linear case as (Grave and Gonzalez,
1998),:
| |
 |
(3) |
Where Wd and Wj are
symmetric positive definite matrices representing the metrics
associated with the measurement space and the source space
respectively. Vector jp denotes any a
priori value of the unknown function and
denotes the regularization parameter.
The functional information in
f(r) can be directly incorporated into Equation 3
to produce an estimation of j(r). For example, if
the metric is selected using the linear probabilistic
approach where Wj is interpreted as the
covariance matrix of the sources (Dale and Sereno 1993),
such matrix can be computed from the fMRI data as in Babiloni
et al. 1999a.
The matrix Wj
can be also directly interpreted in terms of a metric which
incorporates specific features on the source space. One
of the simplest examples of this approach is the lead field
column scaling that leads to the weighted minimum norm solution.
Still, one could be interested in combining this column
scaling Wj1 with an additional diagonal
matrix Wj2 that weights the points in
the solution space according to the functional image. Assuming
that both matrices are diagonal and taking into account
that when
=0 an scaling factor in Wj does not influence
the solution, then different scaling strategies can be combined
normalizing the weighting matrices in the following way:
| |
Wj = {
Wj1 /max (Wj1)
} * { Wj2 / max (Wj2)
} |
|
Where max (W) denotes
the maximum element in matrix W. The resulting weighting
matrix with elements scaled to be no bigger than one can
be used in (III) to get a weighted minimum norm estimate
of j. Note that this approach can include any
arbitrary combination of diagonal weighting matrices. Other
alternatives to constraint the inverse solution based on
the fMRI data have been reported in Dale et al. 2000 and
Babiloni et al 1999b among others.
Another appealing strategy to
incorporate the functional image f into the solution
j is the use of space varying regularization methods.
In this approach, a different regularization strategy can
be locally designed on the basis of some local spatial properties
of the image f(r) (e.g., the local variance).
2.2 Some studies about the coupling between functional
and electrophysiological images.
The basic rationale behind
the idea of integrating functional information into the
inverse solution is that functional information can help
to overcome the lack of uniqueness inherent to this problem.
This means that functional images will orient the inverse
algorithm to select one of the infinite possible solutions
by providing a reliable independent a priori information
about some features of the sources. It is self evident that
the reliability of the inverse reconstruction will depend
upon the credibility of the a priori information. Also,
if different sources of a priori information are combined,
the specific weight given to each source should be proportional
to the level of confidence we have on this information.
In what follows we describe
some results of studies validating the localization of functional
regions provided by fMRI against the gold standard of invasive
electrophysiological studies. This cannot be considered
an overview on this topic and we would like to remark that
there are many studies considering this topic with contradictory
results. Our purpose is to show that in spite of the recognized
high spatial resolution of the fMRI, its functional localization
results are not always coincident with the ones obtained
with electrophysiological methods. This is a key aspect
to consider since in the solution of the NIP, the purpose
is to search for electrophysiological generators that behave
according to electrodynamics laws and which reflect the
electrochemical processes which are at the origin of the
electromagnetic fields measured on the scalp.
Blanke at. Al., (2000):
These authors compared the localization of the frontal eye
field (FEF) obtained using electrical cortical stimulation
in six epileptic patients with that reported in the literature
using fMRI. After normalization to the Tailarach atlas these
authors report differences between both modalities of up
to 3 centimeters. Electrophysiological responses inducing
motor or sensory effects were found within the area functionally
defined as the FEF.
Stippich et al. (1999):
These authors compared the localization provided by (fMRI)
with the one obtained with dipole localization techniques
applied to MEG data in six subjects during self-paced finger
movement performance, tactile somatosensory stimulation
and binaural auditory stimulation using identical stimulation
paradigms. The mean distances found in this study between
fMRI activity and the corresponding MEG dipoles were 10.1
mm (motor), 10.7 mm (somatosensory), 13.5 mm (auditory right
hemisphere) and 14.3 mm (auditory left hemisphere). They
concluded that the differences found may reflect the different
underlying substrates of neurophysiology measured by fMRI
and MEG. It should be noted that this study was carried
out using an spherical head model for the source localization.
The reconstructed sources were a posteriori matched onto
the individual anatomical MRI. It is difficult to decide
in such case which part of the differences could be attributed
to this matching since a simple co-registration between
a real brain and a sphere can not be considered as an anatomical
constraint.
Castellano-Smith (2000):
This Ph.D. thesis carefully reviews and dissects the
literature that compares functional localization with electrocortical
stimulation of the sensorimotor cortex in epileptic patients.
The main conclusion in this study is that for this group
of epilepsy surgery patients with lesions in or near the
sensorimotor cortex the fMRI cannot be considered a reliable
tool for localizing the eloquent regions of the cortex.
They partially attribute their results to the difficulty
experienced by epileptic patients in remaining still in
the MR scanner during the fMRI
acquisitions and also to deformation of the brain surface
during surgery to implant the electrode mats used for electrophysiological
mapping.
Disbrow et al. (2000):
These authors developed an animal model appropriate for
the study of the relationship between bold responses and
electrophysiological events. They present a study of cortical
maps generated using both fMRI and electrophysiological
methods in the same animals under identical stimulus conditions
for the topography of somatosensory areas 3a, 3b, 1 and
2 located in anterior parietal cortex. fMRI and electrophysiologically
defined maps were considered concordant if the centroids
of the fMRI volume of activation fell within the electrophysiologically
defined map. With this definition they found a concordance
rate between the fMRI and electrophysiological maps of
55%. In the other 45% variability was
highest in the anterior-posterior plane, perpendicular to
large local vessels. In this A-P plane, the centroid of
activated pixels, defined by fMRI, was an average
of 8.6mm (SD=2.8mm) from the center of the electrophysiologically
defined map. In the slice plane (superior-inferior) and
the medial-lateral plane the centroids fell within the electrophysiologically
defined maps. The area of fMRI activation was larger than
the electrophysiological map, and was inversely related
to anesthetic concentration. They conclude that the disparity
between maps may be attributed to the hemodynamic source
of the fMRI signal, which is only an indirect correlate
of neuronal activity. They also point out that “fMRI,
as typically performed, should be correlated with neurophysiology
with caution”.
These four studies report discrepancies
between fMRI and electrophysiological results for different
brain areas, which are in the order of a few millimeters
up to several centimeters. Let’s briefly see which is, in
average, the spatial accuracy reported for inverse solutions
that do not use functional constraints.
3. About the Accuracy of the Solutions to the Neuroelectromagnetic
Inverse Problem
Electroencephalography (EEG) and Magnetoencephalography
(MEG) have been validated as non-invasive methods to study
the functional principles of the human brain. Information
on the strength and the localization of the neural activity
can be derived from the distribution of these fields on
the scalp surface by applying source localization algorithms.
Many different source localization methods have been developed
or applied in the last years (see e.g., Fuchs et al., 1999,
Mosher et al., 1999; Grave de Peralta et al., 1997; Grave
de Peralta et al., 2000; Goronidtsky and Rao, 1997; Sekihara
and Scholtz, 1998). Also, source and head models have considerably
evolved by incorporating more detailed anatomical and physiological
information (Yan et al., 1991; Yvert et al., 1995).
At the present stage of development and using reasonable
models, the localization accuracy reported for dipolar inverse
solutions is smaller than 13 millimeters (Leahy et al.,
1999). Unfortunately, similar phantom studies dedicated
to evaluate the spatial accuracy that can be reached with
distributed solutions are scarce.
A reasonable alternative to experimentally
evaluate distributed source models is to compare the outcome
of the localization procedure with the localization established
by invasive electrophysiological techniques in epileptic
patients. The major difficulty for such studies is that
simultaneous recordings of intracranial and extracranial
potentials is a technically difficult problem. Thus, most
of the studies have to be confined to compare the localization
results obtained for presurgically recorded data with the
position of the resected area in patients that are totally
or partially seizure free after surgery. A major problem
is that the size of the area removed during surgery is usually
larger than the extent of the activated area as detected
by the inverse solution.
Only for illustration purposes we present
here an example of the localization results that can be
obtained for epileptic patients using a distributed solution
(ELECTRA, Grave de Peralta et al., 2000) that restricts
the source model to the type of currents physically capable
of generate the measured maps. This example also constraints
the feasible solution space to the gray matter detected
by a semiautomatic segmentation procedure applied to the
high resolution anatomical MRI of the patient. The patient
is a 18 years old female which had a seizure frequency of
5-12/week, often followed by secondary generalization. The
habitual seizures began with an impairment of consciousness
and were followed by manual automatisms and a rightward
deviation of the eyes and the head. Presurgical evaluation,
including continuos video-EEG recording, nuclear imaging,
and neuropsychological testing indicated left frontal epilepsy.
Invasive monitoring was demanded in order to precisely localize
the epileptic focus and to differentiate it from eloquent
cortex. However, functional mapping resulted in speech arrest
in close proximity to the epileptogenic focus and not complete
resection of the left frontal lobe could be carried out.
During a follow-up period of 6 months, five habitual seizures
occurred, corresponding to a marked reduction of her preoperative
seizure frequency. More than 12 seizures were recorded in
this patient using 28 electrodes (sampling rate 128 Hz).
Spikes selected by a specialist were aligned and averaged
as shown in Figure 1.
Figure 1. Spikes selected by a specialist, aligned and averaged
Figure 2. Localization results for the times
marked as green vertical lines. Maxima
are encircled in red and minima in blue.
Figure 3. The two slices with more significant
activity found after the analysis of the EEG spike triggered
fMRI.
There are several conclusions that
can be drawn from this simple visual comparison. First of
all, the distributed solution produces quite focal results
suggesting the left frontal lobe as the epileptogenic site.
This result is concordant with the invasive electrocorticography
studies. Also the propagation of the epileptogenic activity
observed in the solution coincides with the electrocorticography
findings. In contrast to this focalized sequence of maps,
the functional image shows highly focal activity at many
spatially separated brain areas. There are no clues in the
functional images to prefer one of these sites as the main
epileptogenic focus. It is important to mention, that
this is not an isolated example but a consistent finding
over a larger population of patients (Gorantz et al., submitted).
In examples like this one, we see no reason to expect a
substantial enhancement of the inverse solution by introducing
the functional constraint.
4. Discussion
The use of functional images as constraints
for the solution of the electroencephalographic inverse
problem relies upon the assumption that both imaging techniques
are closely linked. Otherwise, using functional images as
hard constraints for the inverse solution could mislead
the inversion procedure. The term hard constraints, refers
here to inverse solutions that force the electromagnetic
solution to agree strictly with the functional data. The
studies described in this paper suggest that the substantiation
of a tight link between neuronal processes of interest and
BOLD responses remains on shaky foundations. The fMRI bold
signal is sensitive to parameters reflecting energy consumption,
in particular to the cerebral rate of oxygen metabolism
and the cerebral rate of blood flow (Ogawa et al., 1998)
While the neuronal activities of interest are those involved
in the communication of information between neurons, the
brain consumes energy for many more processes which are
not directly linked to it (Rothmann et al., 1999). Neurotransmitter
release and uptake, vescicular recycling and maintenance
of membrane potentials are examples of processes which consume
energy (Shepherd, 1994). Usually neglected, glia also require
energy which might explain the existence of activation often
found in the fMRI in the white matter, which is usually
excluded from the feasible inverse solution space in anatomically
constrained head models.
There are additional practical
limitations to the integration fMRI inverse solutions. The
first aspect is that the volume of the head covered by the
fMRI and the inverse solution space used by realistic head
models, which is selected from anatomical images, is not
necessarily the same. Quite often and due to technical limitations,
the fMRI is confined to preselected slices while the inverse
solutions intends to cover as much as possible the gray
matter detected in high resolution MRI images. Although
this technical limitation of the fMRI can be circumvented
in the nearby future the differences in the temporal resolution
attainable by both techniques will certainly subsist. Time
resolution of fMRI will remain low even when the technique
becomes more advanced because changes in cerebral blood
oxygenation occur at a slower time scale compared with relevant
neuronal events that may only take milliseconds. Thus, the
same static functional image has to serve as a constraint
for a rather large set of scalp maps which can be very dissimilar
in topography.
The last years have not only lead to
important developments in the field of functional imaging
but also in the field of inverse solutions. The source and
head models currently in use are more sophisticated and
accurate. The basic limitations of these models have been
described (Grave and Gonzalez, 1998) and there is today
a more clear picture of what are the limits of these techniques.
The introduction of reasonable constraints in the spatial
and temporal features of the generators have allowed in
the last years to obtain interesting results in the analysis
of event related data and epileptic activity. Also there
are some recent proposals of techniques to improve and assess
the reliability of the distributed solution maps. One of
this approaches relies on the automatically isolation of
scalp potential maps which are simple enough to expect reasonable
results after applying a distributed source localization
procedure. The isolation technique is based on the time
frequency decomposition of the scalp measured data by means
of the Short Time Fourier Transform (STFT). The basic rationale
behind the approach is that neural generators synchronize
during short time periods over given frequency bands for
the codification of information and its transmission. Consequently
potential patterns specific for certain time frequency pairs
should be simpler than those appearing at single times but
for all frequencies. The method considers the general case
of distributed source models with non-stationary time behavior.
At this stage, the essential question
to be answered is whether the introduction of functional
constraints can help to further increase the accuracy and
reliability of inverse solutions. Considering the above
mentioned difficulties and particularly the problems to
totally correlate energy consumption and neuronal activity
we believe that no improvements can be obtained by using
the functional image as a hard constraint, i.e., as constraint
that needs to be fulfilled. In practical terms this means,
that a model that assigns a zero weight to a point non activated
in the fMRI is more restrictive and dangerous than one assigning
a lower probability of activation at the same point. While
in the first case the activity at the point is banned in
latter one is simply penalized.
5. Conclusions
In this paper we considered the problem
of introducing functional images as constraints into the
solution of the neuroelectromagnetic inverse problem. In
the first part we discussed some of the alternative manners
to state this integration. Some studies about the relationship
between functional and electrical activation were included.
An example of the accuracy that can be obtained in the localization
of focal sources with anatomically and physically constrained
inverse solutions was presented. In our opinion these
results do not limit the recognized value of fMRI to study
brain function, but suggest that the integration fMRI-inverse
solutions needs to be applied and rigorously tested before
concrete conclusions can be drawn as to its utility. To
summarize we consider as the two more reasonable alternatives
at this moment: 1) to combine EEG and fMRI and perform the
same investigation with both methods, to cross-validate
assumptions in either the time or spatial domain of each
method (Ahlfors, et al., 1999; George et al, 1996) and 2)
to introduce functional images as soft constraints in the
inverse solutions by using a parametric approach that relates
both modalities in terms of certain parameters. Latter approach
may be more feasible in future once the issues of concern
have been addressed and more specific models to explain
the coupling are developed.
Acknowledgments
Work supported by the Programme
commun de recherche en genie biomedical 1999-2002 and the
Swiss National Foundation Grants 2053-059341.99/1 and 20-59341.99.
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